Interactive public spaces and their
role in the local development of informal human settlements in Guayaquil
Espacios Públicos
Interactivos y su Función en el Desarrollo Local de Asentamientos Humanos
Informales de Guayaquil
Juan Carlos Briones Macias
Docente Contratado tiempo completo, Universidad de Guayaquil,
Investigador y desarrollador de proyectos urbanos con la comunidad. Universidad
Cesar Vallejo, Perú brion3s@ucvvirtual.edu.pe
https://orcid.org/0000-0002-5697-6964
Informal
human settlements represent a complex and growing urban reality in the
contemporary global context. One in three urban citizens worldwide lives in
poverty and overcrowding, demonstrating the magnitude of this urban phenomenon
that affects more than one billion people worldwide. This problem is
intensified in Latin America, where approximately 80% of the population resides
in urban areas, and a significant proportion of these inhabitants live in
informal settlements that lack basic services, adequate infrastructure, and
legal recognition. This study seeks to describe the role of interactive public
spaces as catalysts for development in informal human settlements in Guayaquil,
based on a functional analysis that characterizes the planning of public spaces
in relation to the social context of the community.
Keywords: interactive public space, local development, society
and culture
Resumen
Los asentamientos humanos
informales representan una realidad urbana compleja y creciente en el contexto
global contemporáneo. Uno de cada tres ciudadanos urbanos del mundo vive en
condiciones de pobreza y hacinamiento, evidenciando la magnitud de este fenómeno
urbano que afecta a más de mil millones de personas a nivel mundial. Esta
problemática se intensifica en el contexto latinoamericano, donde
aproximadamente el 80% de la población reside en áreas urbanas, y una
proporción significativa de estos habitantes se concentra en asentamientos
informales que carecen de servicios básicos, infraestructura adecuada y
reconocimiento legal. El presente estudio busca describir la el papel que
representan los espacios públicos interactivos como catalizadores de desarrollo
en asentamientos humanos informales de Guayaquil, a partir de un análisis funcional
que caracteriza la forma de planificación de un espacio público referenciado al
contexto social de la comunidad.
Palabras clave: espacio público interactivo, desarrollo local,
sociedad y cultura
Informal human settlements
represent a complex and growing urban reality in the contemporary global
context. One in three urban citizens worldwide lives in poverty and
overcrowding, highlighting the magnitude of this urban phenomenon that affects
more than one billion people globally. This problem is intensified in the Latin
American context, where approximately 80% of the population resides in urban
areas, and a significant proportion of these inhabitants are concentrated in
informal settlements that lack basic services, adequate infrastructure, and
legal recognition.
In this context, public spaces emerge as
fundamental elements for social and territorial articulation, especially when
they incorporate interactive dimensions that enhance their role as catalysts
for community development. The digital transformation of cities has generated
new opportunities to reimagine these spaces, integrating digital technologies
with traditional social dynamics to create more inclusive and participatory
urban experiences.
This research focuses on the analysis of
interactive public spaces as tools for urban integration in informal human
settlements. These spaces, characterized by their capacity to generate
participatory and adaptive experiences, represent unique opportunities to
transform marginalized territories into active components of the formal urban
fabric. The issue addressed arises from the need to understand how these spaces
can function as interfaces between the formal and informal city, generating
processes of social and territorial inclusion that recognize existing community
dynamics without generating processes of gentrification or displacement.
The relevance of the study is based on the
urgent need to develop innovative urban policies that go beyond traditional
approaches to intervention in informal settlements. Conventional strategies,
often characterized by welfare or eradication approaches, have shown
significant limitations in generating sustainable urban integration processes.
Interactive public spaces represent an alternative that recognizes the
endogenous capacities of communities and enhances their role as active agents
of territorial transformation.
The overall objective of this research is to
analyze the role of interactive public spaces in the urban context of informal
human settlements, examining their potential as articulating elements of the
territory and catalysts for urban integration processes. The specific
objectives include characterizing the types of interactive public spaces
present in these contexts, evaluating their impact on community social
cohesion, identifying the most effective strategies for their implementation
and management, and proposing a conceptual framework to guide public policies
aimed at participatory urban integration.
The central hypothesis of the research argues
that interactive public spaces, when designed and implemented through
participatory processes that recognize pre-existing community dynamics,
function as effective interfaces between the formal and informal city,
generating urban integration processes that strengthen social cohesion and
enhance endogenous territorial development.
Public spaces are indisputably the essential
foundation of democratic, participatory, and inclusive urban life in
contemporary societies. These spaces represent much more than simple open areas
in the urban fabric; they constitute the fundamental setting where the dynamics
of citizenship building, the exercise of collective rights, and the expression
of cultural diversity that characterize modern urban societies unfold. They are
strategic places open to all citizens without discrimination, publicly owned or
intended for common use, which must necessarily guarantee universal, safe, and
truly welcoming access, particularly for vulnerable populations such as women,
children, the elderly, or people with physical or cognitive disabilities.
The traditional conceptualization of public
spaces has evolved significantly in recent decades, incorporating new
dimensions that recognize their strategic role in building social fabric and
promoting sustainable territorial development processes. This evolution has
been influenced by multiple factors, including globalization processes, the
digital technological revolution, changes in forms of social organization, and
new citizen demands for participation and recognition. In the specific context
of urban interactivity, these spaces completely transcend their traditional and
relatively passive function to become dynamic, adaptive, and transformative
platforms for active citizen participation and authentic community expression.
Interactivity in contemporary public space
manifests itself through multiple complex and interconnected dimensions that
include technological, social, cultural, and environmental aspects. The
technological dimension incorporates digital elements that facilitate
communication, access to information, and participation in decision-making
processes. The social dimension refers to the capacity of these spaces to
facilitate encounters, exchanges, and the construction of social networks. The
cultural dimension includes the appreciation and promotion of artistic
expressions, local traditions, and cultural diversity. The environmental
dimension incorporates criteria of sustainability, relationship with the
natural environment, and promotion of ecological practices.
By creating genuinely “phygital” spaces that
innovatively and strategically combine the physical with the digital, users can
actively interact, obtain relevant and timely information, produce original and
meaningful content, and even dynamically adapt their environment to specific
and changing needs. This comprehensive and innovative approach integrates
traditional material components with emerging virtual elements, generating
extraordinarily enriched, genuinely inclusive, and significantly personalized
urban experiences that effectively respond to the specific and diverse demands
of each particular community.
Interactive public spaces are characterized
by their ability to adapt and respond to the changing needs of the communities
that use them. This adaptability manifests itself both physically, through
modular and reconfigurable elements, and programmatically, through the
possibility of hosting diverse and changing activities according to the
specific demands of each moment. Interactivity is not limited to the
incorporation of digital technologies, but also includes mechanisms for citizen
participation, spaces for cultural expression, and platforms for the collective
construction of solutions to local problems.
Thus, interactive public spaces contribute
significantly to effective citizen empowerment and decisively foster new
creative and innovative forms of collective appropriation of the territory.
This appropriation transcends the simple occasional use of spaces to include
profound processes of symbolic significance, physical transformation, and
active defense of the territory as community heritage. Interactive spaces thus
become laboratories for social innovation where communities can experiment with
new forms of organization, territorial management, and collective project
building.
Informal Human Settlements:
Characteristics and Challenges
Informal human settlements represent a
particular form of urbanization that arises from the inability of formal
planning systems to respond to the housing demands of populations in conditions
of socioeconomic vulnerability. Informal settlements are residential areas
where inhabitants have no security of tenure over the land or housing they
occupy, ranging from illegal occupation to informal rental housing,
characterized by the absence of basic services, adequate infrastructure, and
legal recognition by the competent authorities.
These territories are characterized by
self-construction processes that reflect the technical and organizational
capacities of their inhabitants, progressive densification that responds to
particular demographic and economic dynamics, and the development of intense
social networks that form the basis of community organization.
Self-construction refers not only to the building of homes, but also to the
construction of community infrastructure, public spaces, and service systems
that respond to specific needs identified by the inhabitants themselves.
Rapid urbanization has largely exceeded the
capacity of municipalities to provide land with public services and accommodate
the influx of newcomers, generating housing deficits that are expressed in both
quantitative and qualitative terms. However, these territories also constitute
spaces for social and economic innovation, where alternative forms of community
organization and territorial management are emerging, demonstrating the
capacity of communities to generate creative solutions to complex urban problems.
Informal settlements have specific physical
characteristics, including irregular urban layouts, high housing densities,
variable construction quality, and deficient or non-existent public service
systems. These physical characteristics are linked to particular social
dynamics, such as the prevalence of informal economies, the existence of
grassroots community organizations, and the construction of deeply rooted
territorial identities.
The challenges facing these settlements
include legal uncertainty of tenure, vulnerability to natural disasters,
limited connectivity with the formal city, social stigmatization, and low
public investment in infrastructure and services. These challenges are
complexly interrelated, generating cycles of exclusion that require
comprehensive interventions that address multiple dimensions simultaneously.
Social Function of Public
Space in Informal Contexts
In informal settlements, public space
acquires specific and particular characteristics that significantly
differentiate it from its counterpart in the formal city. This differentiation
is not only manifested in physical and morphological terms, but fundamentally
in the social, economic, and cultural functions that these spaces fulfill in
community life. In addition to attempting to meet basic housing demands, these
territories simultaneously produce a physical and social environment whose
specific configuration responds to their own community logics, which are
dynamic and complex and not always visible, understandable, or recognized from
a formal institutional point of view.
The invisibility of these community logics
from an institutional perspective often leads to inappropriate urban
interventions that ignore existing social dynamics and can have
counterproductive effects. This invisibility is explained by the absence of effective
mechanisms for citizen participation in urban planning processes and by the
prevalence of technical approaches that prioritize physical criteria over
social and cultural considerations.
Public space in these territories fulfills
multiple functions that go far beyond the traditional functions of recreation
and casual encounters. First, these spaces significantly stimulate the local
and informal economy by providing places for commercial, productive, and
service activities that constitute the basis of economic survival for many
families. This economic function includes the creation of improvised markets,
local fairs, artisan production workshops, and spaces for the provision of
various services that respond to the specific needs of the community.
Second, public space fundamentally
facilitates social encounters and the construction of community networks. These
spaces function as nodes of socialization where information is exchanged,
friendships and solidarity are built, and community ties are strengthened. The
importance of this social function is intensified in contexts where homes are
small and overcrowding limits the possibilities for social interaction within
the home.
Third, these spaces contribute decisively to
the construction of collective identity and a sense of territorial belonging.
Public space becomes the stage where cultural traditions are expressed,
community festivities are celebrated, and symbols of territorial identity are
constructed. This symbolic function is fundamental to social cohesion and the
construction of collective territorial development projects.
Public spaces in informal settlements can
host a wide variety of activities that reflect the creativity and adaptability
of communities. These may include improvised markets that operate at specific
times, cultural celebrations that involve the entire community, community
assemblies where collective decisions are made, children's games that occupy
versatile spaces, training workshops that respond to specific needs, and
religious activities that strengthen spiritual and community ties.
This multifunctionality makes these spaces
hubs of economic and social activity that are absolutely indispensable to
community life. The loss or deterioration of these spaces can have devastating
consequences for social cohesion and the economic sustainability of the
community. For this reason, their design and management require extraordinarily
flexible and participatory approaches that explicitly recognize pre-existing
social dynamics and allow them to be effectively articulated with broader
objectives of urban development and territorial integration.
Flexibility in design refers to the ability
of these spaces to adapt to different uses and changing needs over time. This
flexibility can be facilitated by incorporating modular elements, versatile
surfaces, and adaptable infrastructure that allow for different configurations
depending on the specific activities taking place.
Participatory approaches to management
involve the active incorporation of the community in the planning,
implementation, and maintenance of public spaces. This participation should not
be limited to superficial consultation, but should include effective
decision-making on design, activity programming, and day-to-day management of
the spaces. Effective participation requires the development of community
capacities and the construction of institutional mechanisms that recognize and
value community contributions.
Recognizing pre-existing social dynamics
involves a deep understanding of the organizational forms, cultural traditions,
economic activities, and social networks that already exist in the community.
This understanding should guide the design of interventions that enhance these
dynamics rather than replace or ignore them. Ignorance of these dynamics can
lead to interventions that, although well-intentioned, are inappropriate or
counterproductive to community development.
Theories of Urban
Integration and Social Cohesion
The urban integration of informal settlements
through public spaces is based on theories that recognize the importance of
social appropriation of territory as a mechanism for building citizenship and
democratizing urban space. Public space as an object of study entails a
profound need for reflection; this text addresses the ways in which public
space is appropriated as a common good in a dimension of temporality and the
reconfiguration of forms of appropriation determined by use, recognizing that
appropriation transcends simple use to include processes of signification,
transformation, and defense of territory.
Urban integration processes require
strategies that recognize the complexity of these territories and promote their
articulation with the formal city without generating processes of
gentrification or displacement that affect the original communities. Urban
integration is defined as the set of processes that facilitate physical,
social, economic, and symbolic articulation between different urban fragments,
promoting territorial equity and the effective exercise of citizen rights.
Considering that informal settlements are a
source of a large amount of labor and micro-enterprises, it is possible to
incorporate strategies that involve these settlements in the formal city, which
would bring significant benefits for social cohesion, service provision, and
job creation. This perspective recognizes the economic and social potential of
these territories, overcoming welfare-based visions to promote approaches that
enhance endogenous capacities.
Social cohesion is understood as the degree
of consensus among members of a community on shared norms, values, and
objectives, as well as the collective capacity to face common challenges and
build territorial development projects. In the context of informal settlements,
social cohesion is expressed through solidarity networks, community
organizations, and practices of reciprocity that constitute the social capital
of these territories.
Theories of urban integration include
approaches that prioritize physical connectivity through the construction of
infrastructure that links informal settlements with the formal city, approaches
that emphasize social integration through the promotion of intercultural
encounters and the reduction of stigmatization, and approaches that promote
economic integration through the articulation of formal and informal economies.
This research adopts a
mixed methodological approach that combines qualitative and quantitative
techniques for the comprehensive analysis of interactive public spaces in
informal settlements. This approach allows for the triangulation of
information, the validation of findings, and the generation of knowledge that
articulates the understanding of complex social dynamics with the measurement
of specific impacts on the communities studied.
Public spaces are accessible to everyone,
central to social life, and play a fundamental role in cities. Therefore, their
analysis requires an interdisciplinary approach, that is, one that is open to
different methods and techniques from other disciplines in order to address all
dimensions of the phenomenon under study. The research integrates perspectives
from urban sociology, social geography, urban anthropology, territorial
planning, and studies on technology and society.
The methodological design is structured in
three complementary phases that guarantee the scientific rigor and social
relevance of the findings. The exploratory phase allows for the identification
of relevant case studies, the establishment of preliminary categories of
analysis, and the construction of conceptual frameworks to guide the subsequent
phases. This phase includes a specialized literature review, interviews with
experts, and initial reconnaissance of territories.
The descriptive phase focuses on the detailed
characterization of the identified interactive public spaces, documenting their
physical, functional, and social characteristics through systematic observation
techniques, cartographic surveying, and analysis of usage dynamics. This phase
allows for the construction of typologies of interactive public spaces and the
identification of implementation and management patterns.
The analytical phase seeks to establish
causal relationships between the characteristics of these spaces and their
impact on urban integration, using multivariate analysis techniques,
statistical modeling, and comparative case analysis. This phase allows for the
validation of hypotheses, the identification of factors determining the success
of interventions, and the proposal of public policy recommendations.
Data Collection Techniques
Data collection was carried out using
multiple complementary techniques that allow for the triangulation of the
information obtained. Participant observation was the main technique, developed
through intensive fieldwork in three informal settlements selected as case
studies. This technique made it possible to document the dynamics of use and
appropriation of public spaces, as well as to identify patterns of social and
territorial interaction.
Semi-structured interviews were conducted
with three groups of key actors: community leaders, regular users of public
spaces, and representatives of public and private institutions involved in
territorial interventions. The interviews were structured around thematic areas
addressing perceptions of the function of public spaces, the transformations
observed after their implementation, and future development expectations.
Participatory workshops were a fundamental
tool for validating findings and collectively constructing proposals for
improvement. These workshops were designed as spaces for dialogue between
different community actors, using social mapping and participatory planning
techniques that allowed for the identification of specific needs and
territorial potentialities.
Case Study
Selection Criteria
The case studies were
selected based on criteria that ensure their relevance and comparability.
Priority was given to settlements that had been established for more than ten
years, with a visible presence of interactive public spaces (technological,
cultural, or participatory), geographic and socioeconomic diversity, and the
existence of active community organizations that facilitated the implementation
of participatory methodologies.
Analysis Tools
The importance of this research lies in
developing a characterization methodology for the eligibility of urban
interstices that can be transformed into public spaces, with the aim of serving
as articulating elements of the existing urban structure. In this context,
specific analysis tools were designed to evaluate multiple dimensions of
interactive public spaces.
Spatial analysis was performed using
geographic information systems that allowed for the characterization of the
location, accessibility, and area of influence of the public spaces studied.
The morphological analysis examines the
physical and functional characteristics of these spaces, identifying elements
that enhance or limit their community use. The social analysis focuses on
patterns of use, appropriation, and community management, while the impact
analysis evaluates the transformations generated in the territory and the
community.
Characterization
of Interactive Public Spaces
The research results reveal the existence of
various types of interactive public spaces in the informal settlements studied.
The first type corresponds to community sports spaces that incorporate basic
technological elements such as smart lighting systems and mobile applications
for managing shifts and activities. These spaces are characterized by
generating dynamics of intensive use that transcend sports activities,
functioning as nodes of intergenerational encounter.
The second type includes squares and parks
that integrate interactive urban furniture, such as digital information panels,
free Wi-Fi systems, and outdoor coworking spaces. These spaces have
demonstrated the potential to articulate informal economic activities with
social encounter dynamics, generating processes of territorial appropriation
that strengthen community identity.
The third type corresponds to cultural and
educational spaces that use digital technologies to enhance community training
and artistic expression processes. These spaces include community libraries
with digital access, technology training workshops, and urban art exhibition
spaces that incorporate elements of augmented reality.
Impact on Social Cohesion
Interactive public spaces have demonstrated a
significant impact on strengthening community social cohesion. The results show
that these spaces function as catalysts for organizational processes,
facilitating the emergence of new forms of community leadership and the
consolidation of mutual support social networks.
Analysis of usage dynamics reveals that
interactive public spaces generate patterns of territorial appropriation that
transcend generational, gender, and socioeconomic differences within the
community. Interactive components function as mediating elements that
facilitate dialogue between different social groups, promoting processes of
collective construction of norms of coexistence and community management.
Participatory workshops showed that users
perceive these spaces as symbols of progress and community development, which
translates into processes of collective care and maintenance that guarantee
their long-term sustainability. Technological interactivity is combined with
traditional forms of community organization, generating organizational hybrids
that enhance territorial management capacity.
Urban Integration Processes
The results show that interactive public
spaces function as effective interfaces between the formal and informal city.
Their strategic location on territorial edges allows for the generation of
articulation processes that facilitate access for the population of informal
settlements to services and opportunities in the formal city, without
generating displacement or gentrification processes.
The analysis of territorial connectivity
reveals that these spaces enhance the physical and symbolic accessibility of
informal settlements, contributing to their recognition as a legitimate part of
the urban fabric. The interactive components facilitate the generation of
territorial information that can be used by public institutions to plan more
relevant and effective urban interventions.
Integration processes are also manifested
through the articulation of formal and informal economies. Interactive public
spaces facilitate the development of community enterprises that take advantage
of the opportunities generated by increased flows of people and activities.
This economic articulation becomes an engine of territorial development that
transcends the physical limits of the informal settlement.
Implementation and
Management Strategies
The results identify successful strategies
for the implementation and management of interactive public spaces in informal
settlements. The first strategy corresponds to participatory design processes
that involve the community from the initial planning stages. This participation
ensures that the spaces respond to specific needs and are articulated with
pre-existing organizational dynamics.
The second strategy refers to the gradual and
adaptive implementation of interactive components, enabling community learning
processes that ensure the effective appropriation of the technologies
incorporated. The results show that progressive implementation facilitates the
overcoming of digital divides and the building of local technological
management capacities.
The third strategy involves building
intersectoral partnerships that bring together public, private, and community
resources to ensure the financial and technical sustainability of interactive
public spaces. These partnerships make it possible to combine economic
resources with technical knowledge and community organizational capacities,
generating hybrid management models that enhance the effectiveness of
interventions.
Interactive public spaces
are effective tools for the urban integration of informal human settlements,
functioning as interfaces that facilitate territorial and social articulation
between the formal and informal city. Their effectiveness lies in their ability
to combine technological components with pre-existing community dynamics,
generating processes of territorial appropriation that strengthen social
cohesion and enhance community development.
Research shows that these spaces transcend
their traditional function as social meeting places to become platforms for
territorial development that articulate multiple dimensions: economic, social,
cultural, and environmental. Their design and management require participatory
approaches that recognize the complexity of informal settlements and enhance
their endogenous organizational capacities.
The results show that technological
interactivity must be complemented by participatory processes that guarantee
community appropriation and the sustainability of interventions. The
combination of digital components with traditional social dynamics generates
territorial hybrids that enhance the capacity to respond to specific needs and
adapt to changing contexts.
Successful implementation strategies are
characterized by participatory design processes, gradual implementation, and
the building of intersectoral alliances. These strategies make it possible to
overcome technical and financial limitations, generating management models that
combine the resources and capacities of different territorial actors.
Interactive public spaces represent an
opportunity to rethink urban policies aimed at informal settlements, shifting
the focus from welfare-based interventions to strategies that recognize and
enhance existing community capacities. Their successful implementation requires
institutional frameworks that facilitate community participation and
intersectoral coordination.
The research opens up future lines of work
that include the analysis of long-term impacts, the evaluation of scalability
models, and the identification of specific territorial conditions that enhance
the effectiveness of these spaces. These lines of research will contribute to
consolidating conceptual and methodological frameworks for participatory urban
planning in contexts of informality.
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